AA for CPs (Sec. 60 – 67)

Section 60 Adjudicating Authority for corporate persons

“(1) The Adjudicating Authority, in relation to insolvency resolution and liquidation for corporate persons including corporate debtors

and personal guarantors thereof shall be the National Company Law Tribunal having territorial jurisdiction over the place where the

registered office of a corporate person is located.

(2) Without prejudice to sub-section (1) and notwithstanding anything to the contrary contained in this Code, where a corporate

insolvency resolution process or liquidation proceeding of a corporate debtor is pending before a National Company Law Tribunal, an

application relating to the insolvency resolution or liquidation or bankruptcy of a corporate guarantor or personal guarantor, as the case

may be, of such corporate debtor shall be filed before the National Company Law Tribunal.

(3) An insolvency resolution process or liquidation or bankruptcy proceeding of a corporate guarantor or personal guarantor, as the case

may be, of the corporate debtor] pending in any court or tribunal shall stand transferred to the Adjudicating Authority dealing with

insolvency resolution process or liquidation proceeding of such corporate debtor.

(4) The National Company Law Tribunal shall be vested with all the powers of the Debt Recovery Tribunal as contemplated under Part III

of this Code for the purpose of subsection (2).

(5) Notwithstanding anything to the contrary contained in any other law for the time being in force, the National Company Law Tribunal

shall have jurisdiction to entertain or dispose of –

       (a) any application or proceeding by or against the corporate debtor or corporate person;

       (b) any claim made by or against the corporate debtor or corporate person, including claims by or against any of its subsidiaries

       situated in India; and

       (c) any question of priorities or any question of law or facts, arising out of or in relation to the insolvency resolution or liquidation

       proceedings of the corporate debtor or corporate person under this Code.

(6) Notwithstanding anything contained in the Limitation Act, 1963 or in any other law for the time being in force, in computing the

period of limitation specified for any suit or application by or against a corporate debtor for which an order of moratorium has been

made under this Part, the period during which such moratorium is in place shall be excluded ” 

VL Note : –

Section 61 Appeals and Appellate Authority

“(1) Notwithstanding anything to the contrary contained under the Companies Act 2013 (18 of 2013), any person aggrieved by the order

of the Adjudicating Authority under this part may prefer an appeal to the National Company Law Appellate Tribunal.

(2) Every appeal under sub-section (1) shall be filed within thirty days before the National Company Law Appellate Tribunal:

Provided that the National Company Law Appellate Tribunal may allow an appeal to be filed after the expiry of the said period of thirty

days if it is satisfied that there was sufficient cause for not filing the appeal but such period shall not exceed fifteen days.

(3) An appeal against an order approving a resolution plan under section 31 may be filed on the following grounds, namely: –

       (i) the approved resolution plan is in contravention of the provisions of any law for the time being in force;

       (ii) there has been material irregularity in exercise of the powers by the resolution professional during the corporate insolvency

       resolution period;

       (iii) the debts owed to operational creditors of the corporate debtor have not been provided for in the resolution plan in the manner

       specified by the Board;

       (iv) the insolvency resolution process costs have not been provided for repayment in priority to all other debts; or

       (v) the resolution plan does not comply with any other criteria specified by the Board.

(4) An appeal against a liquidation order passed under section 33 may be filed on grounds of material irregularity or fraud committed in

relation to such a liquidation order.” 

VL Note : –

Section 62 Appeal to Supreme Court

“(1) Any person aggrieved by an order of the National Company Law Appellate Tribunal may file an appeal to the Supreme Court on a

question of law arising out of such order under this Code within forty-five days from the date of receipt of such order.

(2) The Supreme Court may, if it is satisfied that a person was prevented by sufficient cause from filing an appeal within forty-five days,

allow the appeal to be filed within a further period not exceeding fifteen days.” 

VL Note : –

Section 63 Civil court not to have jurisdiction

“No civil court or authority shall have jurisdiction to entertain any suit or proceedings in respect of any matter on which National

Company Law Tribunal or the National Company Law Appellate Tribunal has jurisdiction under this Code. Civil court not to have

jurisdiction” 

VL Note : –

Section 64 Expeditious disposal of applications

“(1) Where an application is not disposed of or order is not passed within the period specified in this Code, the National Company Law

Tribunal or the National Company Law Appellate Tribunal, as the case may be, shall record the reasons for not doing so within the

period so specified; and the President of the National Company Law Tribunal or the Chairperson of the National Company Law Appellate

Tribunal, as the case may be, may, after taking into account the reasons so recorded, extend the period specified in the Act but

not exceeding ten days.

(2) No injunction shall be granted by any court, tribunal or authority in respect of any action taken, or to be taken, in pursuance of any

power conferred on the National Company Law Tribunal or the National Company Law Appellate Tribunal under this Code.” 

VL Note : –

Section 65 Fraudulent or malicious initiation of proceedings

“(1) If, any person initiates the insolvency resolution process or liquidation proceedings fraudulently or with malicious intent for any

purpose other than for the resolution of insolvency, or liquidation, as the case may be, the Adjudicating Authority may impose upon a

such person a penalty which shall not be less than one lakh rupees, but may extend to one crore rupees.

(2) If, any person initiates voluntary liquidation proceedings with the intent to defraud any person, the Adjudicating Authority may 

impose upon such person a penalty which shall not be less than one lakh rupees but may extend to one crore rupees.” 

VL Note : –

Section 66 Fraudulent trading or wrongful trading

“(1) If during the corporate insolvency resolution process or a liquidation process, it is found that any business of the corporate debtor

has been carried on with intent to defraud creditors of the corporate debtor or for any fraudulent purpose, the Adjudicating Authority

may on the application of the resolution professional pass an order that any persons who were knowingly parties to the carrying on of

the business in such manner shall be liable to make such contributions to the assets of the corporate debtor as it may deem fit.

(2) On an application made by a resolution professional during the corporate insolvency resolution process, the Adjudicating Authority

may by an order direct that a director or partner of the corporate debtor, as the case may be, shall be liable to make such contribution

to the assets of the corporate debtor as it may deem fit, if-

      (a) before the insolvency commencement date, such director or partner knew or ought to have known that the there was no

      reasonable prospect of avoiding the commencement of a corporate insolvency resolution process in respect of such corporate

      debtor; and

      (b) such director or partner did not exercise due diligence in minimising the potential loss to the creditors of the corporate debtor.

Explanation. – For the purposes of this section a director or partner of the corporate debtor, as the case may be, shall be deemed to

have exercised due diligence if such diligence was reasonably expected of a person carrying out the same functions as are carried out by

such director or partner, as the case may be, in relation to the corporate debtor. ” 

VL Note : –

Section 67 Proceedings under section 66

“(1) Where the Adjudicating Authority passes an order under sub-section (1) or subsection (2) of section 66, as the case may be, it may

give such further directions as it may deem appropriate for giving effect to the order, and in particular, the Adjudicating Authority may—

         (a) provide for the liability of any person under the order to be a charge on any debt or obligation due from the corporate debtor to

         him, or on any mortgage or charge or any interest in a mortgage or charge on assets of the corporate debtor held by or vested in

         him, or any person on his behalf, or any person claiming as assignee from or through the person liable or any person acting on his

         behalf; and

         (b) from time to time, make such further directions as may be necessary for

         enforcing any charge imposed under this section.

Explanation. – For the purposes of this section, “assignee” includes a person to whom or in whose favour, by the directions of the person

held liable under clause (a) the debt, obligation, mortgage or charge was created, issued or transferred or the interest created, but

does not include an assignee for valuable consideration given in good faith and without notice of any of the grounds on which the

declaration has been made.

(2) Where the Adjudicating Authority has passed an order under sub-section (1) or (2) of section 66, as the case may be, in relation to a

person who is a creditor of the corporate debtor, it may, by an order, direct that the whole or any part of any debt owed by the

corporate debtor to that person and any interest thereon shall rank in the order of priority of payment under section 53 after all other

debts owed by the corporate debtor. ” 

VL Note : –